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(I)(a) |
SHAREHOLDING
PATTERN UNDER CLAUSE 35 (FOR EQUITY
SHARES) |
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Name of the Company: |
CAROL INFO SERVICES LIMITED |
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Quarter ended: 31.12.2011 |
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Cate-gory
code |
Category of shareholder |
Number
of shareholders |
Total number of
shares |
Number of shares held in dematerialized
form |
Total shareholding as a percentage of total
number of shares |
Shares pledged or otherwise encumbered |
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As a percentage of (A+B) |
As
a percentage of (A+B+C) |
Number of
shares |
As a percentage(IX) = (VIII/IV)*100 |
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(I) |
(II) |
(III) |
(IV) |
(V) |
(VI) |
(VII) |
(VIII) |
(IX) |
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(A)
Shareholding of Promoter and Promoter Group |
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1 |
Indian |
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(a) |
Individuals/
Hindu Undivided Family |
4 |
282,580 |
282,580 |
0.80 |
0.80 |
282,580 |
100.00 |
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(b) |
Central
Government/ State Government(s) |
- |
- |
- |
- |
- |
- |
- |
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(c) |
Bodies
Corporate |
3 |
22,302,178 |
22,302,178 |
63.19 |
62.94 |
22,302,178 |
100.00 |
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(d) |
Financial
Institutions/ Banks |
- |
- |
- |
- |
- |
- |
- |
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(e) |
Any
Other (specify) |
- |
- |
- |
- |
- |
- |
- |
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- |
- |
0 |
- |
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Sub-Total
(A)(1) |
7 |
22,584,758 |
22,584,758 |
63.99 |
63.73 |
22,584,758 |
100.00 |
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2 |
Foreign |
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(a) |
Individuals
(Non-Resident Individuals/ Foreign Individuals) |
- |
- |
- |
- |
- |
- |
- |
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(b) |
Bodies
Corporate |
- |
- |
- |
- |
- |
- |
- |
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(c) |
Institutions
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- |
- |
- |
- |
- |
- |
- |
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(d) |
Any
Other (specify) |
- |
- |
- |
- |
- |
- |
- |
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Sub-Total
(A)(2) |
- |
- |
- |
- |
- |
- |
- |
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Total
Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) |
7 |
22,584,758 |
22,584,758 |
63.99 |
63.73 |
22,584,758 |
100.00 |
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(B) |
Public
shareholding |
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1 |
Institutions |
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(a) |
Mutual Funds/
UTI |
3 |
1,300 |
1,000 |
0.00 |
0.00 |
0 |
0.00 |
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(b) |
Financial
Institutions/ Banks |
9 |
5,500 |
5,200 |
0.02 |
0.02 |
0 |
0.00 |
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(c) |
Central
Government/ State Government(s) |
- |
- |
-
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- |
- |
- |
- |
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(d) |
Insurance
Companies |
1 |
137,100 |
137,100 |
0.39 |
0.39 |
0 |
0.00 |
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(e) |
FIIs |
5 |
885 |
185 |
0.00 |
0.00 |
0 |
0.00 |
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(f) |
Foreign Venture Capital |
- |
- |
- |
- |
- |
- |
- |
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(g) |
Any Other
(specify) |
- |
- |
- |
- |
- |
- |
- |
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Sub-Total (B)(1) |
18 |
144,785 |
143,485 |
0.41 |
0.41 |
0 |
0.00 |
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2 |
Non-institutions |
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(a) |
Bodies
Corporate |
288 |
4,526,973 |
4,511,612 |
12.83 |
12.77 |
0 |
0.00 |
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(b) |
Individuals |
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i.
Individual shareholders holding nominal share capital up to Rs. 1 lakh. |
17,911 |
2,935,043 |
2,142,923 |
8.32 |
8.28 |
0 |
0.00 |
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ii.
Individual shareholders holding nominal share capital in excess of Rs. 1
lakh. |
16 |
1,875,405 |
1,875,405 |
5.31 |
5.29 |
0 |
0.00 |
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(c) |
Any Other
(Specify) 1. Directors/Relative |
2 |
1,000 |
400 |
0.00 |
0.00 |
0 |
0.00 |
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2. Clearing Member |
35 |
931,200 |
931,200 |
2.64 |
2.63 |
0 |
0.00 |
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3. Trust |
3 |
500 |
500 |
0.00 |
0.00 |
0 |
0.00 |
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4.
NRIs |
70 |
2,128,191 |
2,125,091 |
6.03 |
6.01 |
0 |
0.00 |
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5.
NRN |
36 |
168,497 |
168,497 |
0.48 |
0.48 |
0 |
0.00 |
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Sub-Total (B)(2)
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18,361 |
12,566,809 |
11,755,628 |
35.60 |
35.46 |
0 |
0.00 |
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Total Public
Shareholding (B)= (B)(1)+(B)(2) |
18,379 |
12,711,594 |
11,899,113 |
36.01 |
35.87 |
0 |
0.00 |
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TOTAL (A)+(B) |
18,386 |
35,296,352 |
34,483,871 |
100.00 |
99.60 |
22,584,758 |
63.99 |
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(C)
Shares held by Custodians and against
which Depository Receipts have been issued |
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1. Promoters |
- |
- |
-
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- |
- |
- |
- |
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2. Public |
2 |
140,120 |
135,020 |
0.40 |
0.40 |
0 |
0.00 |
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Sub-Total (C1) + (C2) |
2 |
140,120 |
135,020 |
0.40 |
0.40 |
0 |
0.00 |
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GRAND
TOTAL (A)+(B)+(C) |
18,388 |
35,436,472 |
34,618,891 |
100.00 |
100.00 |
22,584,758 |
63.73 |
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Note : Total Foreign
Shareholding (which comprises of
FIIs,NRIs, NRN & GDRs , FC)
is 2,437,693 equity shares representing 6.88 % of the total equity
share capital of the company. |
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(I)(b) |
Statement showing holding of securities
(including shares, warrants, convertible securities) of persons belonging to
the category “Promoter and Promoter
Group” |
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Sr. No. |
Name
of the Shareholder |
Details
of Shares held |
Encumbered
Shares |
Details
of warrants |
Details
of convertible securities |
Total
Shares (including underlying shares assuming full conversion of warrants and
convertible securities ) as a % of diluted share capital |
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Number
of shares held |
As a % of grand total (A+B+C) |
No.
of shares |
As
a percentage |
As
a % of grand total (A+B+C) of sub-clause (I)(a) |
No
of warrants held |
As
a % total number of wrrants of the
same class |
Number
of convetible securities held |
As
a % total number of convertible securities of the same class |
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(I) |
(II) |
(III) |
(IV) |
(V) |
(VI)=(V)/(III)*100 |
(VII) |
(VIII) |
(IX) |
(X) |
(XI) |
(XII) |
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1 |
Nafisa
H Khorakiwala |
880 |
0.00 |
880 |
100.00 |
0.00 |
- |
- |
- |
- |
0.00 |
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2 |
Khorakiwala
Holdings & Investment Private Limited |
21,210,400 |
59.85 |
21,210,400 |
100.00 |
59.85 |
- |
- |
- |
- |
59.85 |
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3 |
Habil F
Khorakiwala |
134,300 |
0.38 |
134,300 |
100.00 |
0.38 |
- |
- |
- |
- |
0.38 |
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4 |
Palanpur
Holdings & Investments Pvt. Ltd. |
1,051,120 |
2.97 |
1,051,120 |
100.00 |
2.97 |
- |
- |
- |
- |
2.97 |
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5 |
Murtaza
H Khorakiwala |
75,400 |
0.21 |
75,400 |
100.00 |
0.21 |
- |
- |
- |
- |
0.21 |
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6 |
Husaifa
H Khorakiwala |
72,000 |
0.20 |
72,000 |
100.00 |
0.20 |
- |
- |
- |
- |
0.20 |
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7 |
Dartmour Holdings Private Limited |
40,658 |
0.11 |
40,658 |
100.00 |
0.11 |
- |
- |
- |
- |
0.11 |
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TOTAL |
22,584,758 |
63.73 |
22,584,758 |
100.00 |
63.73 |
- |
- |
- |
- |
63.73 |
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(I) ( C) (i) |
Statement showing holding of securities
(including shares, warrants, convertible securities) of persons belonging to
the category "Public" and holding more than 1% of the total number
of shares |
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Sr. No. |
Name of the shareholder |
Number of shares held |
Shares as a percentage of total number of
shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a)
above} |
Details
of warrants |
Details
of convertible securities |
Total shares (including underlying shares
assuming full conversion of warrants and convertible securities) as a % of
diluted share capital |
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Number
of warrants held |
As
a % total number of warrants of the same class |
Number
of convertible securities held |
%
w.r.t. total number of convertible securities of the same class |
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1 |
Ashokkumar
Naranbhai Patel |
2,050,000 |
5.79 |
- |
- |
- |
- |
5.79 |
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2 |
Finquest Securities Pvt. Ltd. - Client M
AABCB7028F |
2,023,084 |
5.71 |
- |
- |
- |
- |
5.71 |
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3 |
ITI Financial Services Limited AAACI8316C |
912,720 |
2.58 |
- |
- |
- |
- |
2.58 |
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4 |
Minal B Patel AACPP5126G |
743,170 |
2.10 |
- |
- |
- |
- |
2.10 |
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5 |
Nirma Chemicals Works Private Ltd. |
779,000 |
2.20 |
- |
- |
- |
- |
2.20 |
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6 |
Udaypur Properties And Finance Ltd. |
492,000 |
1.39 |
- |
- |
- |
- |
1.39 |
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7 |
Finquest Financial Solutions Pvt. Ltd.
AAACF8117G |
400,803 |
1.13 |
- |
- |
- |
- |
1.13 |
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8 |
Ruchit
Bharat Patel |
359,615 |
1.01 |
- |
- |
- |
- |
1.01 |
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TOTAL |
7,760,392 |
21.91 |
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- |
- |
- |
21.91 |
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(I) ( C) (ii) |
Statement showing holding of securities
(including shares, warrants, convertible securities) of persons (together
with PAC) belonging to the category "Public" and holding more than
5 % of the total number of shares of the Company |
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Sr. No. |
Name (s) of the shareholder (s) and the Persons Acting in
Concert (PAC) with them |
Number of shares |
Shares as a percentage of total number of
shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a)
above} |
Details
of warrants |
Details
of convertible securities |
Total shares (including underlying shares
assuming full conversion of warrants and convertible securities) as a % of
diluted share capital |
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Number
of warrants held |
As
a % total number of warrants of the same class |
Number
of convertible securities held |
%
w.r.t. total number of convertible securities of the same class |
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1 |
Ashokkumar
Naranbhai Patel |
2,050,000 |
5.79 |
0 |
0 |
0 |
0 |
5.79 |
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2 |
Finquest Securities Pvt. Ltd. - Client M
AABCB7028F |
2,023,084 |
5.71 |
0 |
0 |
0 |
0 |
5.71 |
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TOTAL |
4,073,084 |
11.50 |
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11.50 |
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(I)(d) |
Statement
showing details of locked-in shares |
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Sr. No. |
Name of the
shareholder |
Number of locked-in shares |
Locked-in shares as a percentage of total
number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at
para (I)(a) above} |
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1 |
NIL |
NIL |
NIL |
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TOTAL |
NIL |
NIL |
NIL |
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(II)(a) |
Statement
showing details of Depository Receipts (DRs) |
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Sr. No. |
Type of outstanding DR (ADRs, GDRs, SDRs, etc.) |
No. of O/s
DRs |
Number of shares underlying O/s DRs |
Shares underlying outstanding DRs as a
percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated
in Statement at para (I)(a) above} |
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1 |
Global Depository Receipts (GDRs) |
140,120 |
140,120 |
0.40 |
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TOTAL |
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140,120 |
140,120 |
0.40 |
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(II)(b) |
Statement showing Holding of Depository Receipts (DRs), where
underlying shares are in excess of 1% of the total number of shares |
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Sr. No. |
Name of the DR
Holder |
Type of
outstanding DR (ADRs, GDRs, SDRs, etc.) |
Number of shares
underlying outstanding DRs |
Shares underlying outstanding DRs as a percentage of total
number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at
para (I)(a) above} |
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1 |
N.A |
NIL |
NIL |
NIL |
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TOTAL |
N.A. |
NIL |
NIL |
NIL |
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