(I)(a) SHAREHOLDING PATTERN UNDER CLAUSE 35  (FOR EQUITY SHARES)
Name of the Company:  CAROL INFO SERVICES LIMITED
 Quarter ended: 31.12.2011
   
Cate-gory code Category of shareholder  Number of shareholders  Total number  of shares            Number of shares held in dematerialized form          Total shareholding as a percentage of total number of shares  Shares pledged or otherwise encumbered
 As a percentage of (A+B)                           As a percentage of (A+B+C)  Number of shares    As a percentage(IX) = (VIII/IV)*100
(I) (II)  (III)  (IV)  (V)  (VI)  (VII)  (VIII)  (IX)
(A) Shareholding of Promoter and Promoter Group
1 Indian              
(a) Individuals/ Hindu Undivided Family                     4              282,580                  282,580               0.80                          0.80               282,580                         100.00
(b) Central Government/ State Government(s)                    -                        -                             -                    -                               -                         -                                  -  
(c) Bodies Corporate                     3          22,302,178              22,302,178             63.19                         62.94           22,302,178                         100.00
(d) Financial Institutions/ Banks                    -                        -                             -                    -                               -                         -                                  -  
(e) Any Other           (specify)                    -                        -                             -                    -                               -                         -                                  -  
                           -                               -   0                                -  
  Sub-Total (A)(1)                     7          22,584,758              22,584,758             63.99                         63.73           22,584,758                         100.00
2 Foreign              
(a) Individuals (Non-Resident Individuals/ Foreign Individuals)                    -                        -                             -                    -                               -                         -                                  -  
(b) Bodies Corporate                    -                        -                             -                    -                               -                         -                                  -  
(c) Institutions                      -                        -                             -                    -                               -                         -                                  -  
(d) Any Other  (specify)                    -                        -                             -                    -                               -                         -                                  -  
  Sub-Total (A)(2)                    -                        -                             -                    -                               -                         -                                  -  
  Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2)                     7        22,584,758            22,584,758            63.99                        63.73         22,584,758                        100.00
(B) Public shareholding 
1 Institutions              
(a) Mutual Funds/ UTI                     3                  1,300                      1,000  0.00  0.00 0                             0.00
(b) Financial Institutions/ Banks                     9                  5,500                      5,200               0.02                          0.02 0                             0.00
(c) Central Government/ State Government(s)                    -                        -                             -                    -                               -   -  -
(d) Insurance Companies                     1              137,100                  137,100               0.39                          0.39 0                             0.00
(e) FIIs                     5                    885                         185  0.00  0.00 0                             0.00
(f) Foreign Venture Capital  -  -  -  -  - -  -
(g) Any Other (specify)  -  -  -  -  - -  -
  Sub-Total (B)(1)                   18             144,785                 143,485              0.41                          0.41 0                            0.00
2 Non-institutions        
(a) Bodies Corporate                  288           4,526,973                4,511,612             12.83                         12.77 0                             0.00
(b) Individuals        
i.    Individual shareholders holding nominal share capital up to Rs. 1 lakh.             17,911           2,935,043                2,142,923               8.32                          8.28                         0                             0.00
ii.  Individual shareholders holding nominal share capital in excess of Rs. 1 lakh.                   16           1,875,405                1,875,405               5.31                          5.29                         0                             0.00
(c) Any Other (Specify)           1.   Directors/Relative                     2                  1,000                         400               0.00                          0.00                         0                             0.00
  2.  Clearing Member                   35              931,200                  931,200               2.64                          2.63                         0                             0.00
  3.  Trust                     3                    500                         500               0.00                          0.00                         0                             0.00
  4. NRIs                   70           2,128,191                2,125,091               6.03                          6.01                         0                             0.00
  5. NRN                   36              168,497                  168,497               0.48                          0.48                         0                             0.00
                 
  Sub-Total (B)(2)              18,361          12,566,809              11,755,628             35.60                         35.46                         0                             0.00
  Total Public Shareholding (B)= (B)(1)+(B)(2)             18,379          12,711,594              11,899,113             36.01                         35.87                         0                             0.00
  TOTAL  (A)+(B)            18,386        35,296,352            34,483,871          100.00                        99.60         22,584,758                          63.99
(C) Shares held by Custodians and  against which Depository Receipts have been issued
  1. Promoters                    -                        -                             -                    -                               -                           -                                -  
  2. Public                     2              140,120                  135,020               0.40                          0.40                         0                             0.00
  Sub-Total (C1) + (C2)                      2             140,120                 135,020              0.40                          0.40                         0                            0.00
  GRAND TOTAL  (A)+(B)+(C)            18,388        35,436,472            34,618,891          100.00                      100.00         22,584,758                          63.73
Note : Total Foreign Shareholding (which comprises of  FIIs,NRIs, NRN & GDRs , FC)  is 2,437,693 equity shares representing 6.88 % of the total equity share capital of the company.
(I)(b) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category  “Promoter and Promoter Group”
Sr. No. Name of the Shareholder Details of Shares held Encumbered Shares Details of warrants Details of convertible securities Total Shares (including underlying shares assuming full conversion of warrants and convertible securities ) as a % of diluted share capital
  Number of shares held As a % of grand total (A+B+C) No. of shares As a percentage As a % of  grand total  (A+B+C) of sub-clause (I)(a) No of warrants held As a % total number of wrrants  of the same class Number of convetible securities held As a % total number of convertible securities of the same class
(I) (II) (III) (IV) (V) (VI)=(V)/(III)*100 (VII) (VIII) (IX) (X) (XI) (XII)
1 Nafisa H Khorakiwala                  880 0.00                         880           100.00 0.00           -                         -                 -              -   0.00
2 Khorakiwala Holdings & Investment Private Limited       21,210,400                  59.85              21,210,400           100.00        59.85           -                         -                 -              -                    59.85
3 Habil F Khorakiwala           134,300                   0.38                  134,300           100.00          0.38           -                         -                 -              -                      0.38
4 Palanpur Holdings & Investments Pvt. Ltd.         1,051,120                   2.97                1,051,120           100.00          2.97           -                         -                 -              -                      2.97
5 Murtaza H Khorakiwala             75,400                   0.21                    75,400           100.00          0.21           -                         -                 -              -                      0.21
6 Husaifa H Khorakiwala             72,000                   0.20                    72,000           100.00          0.20           -                         -                 -              -                      0.20
7 Dartmour Holdings Private Limited             40,658                   0.11                    40,658           100.00          0.11           -                         -                 -              -                      0.11
  TOTAL     22,584,758                 63.73            22,584,758          100.00       63.73           -                         -                 -             -                   63.73
(I) ( C) (i) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "Public" and holding more than 1% of the total number of shares
Sr. No. Name of the shareholder  Number of shares held  Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Details of warrants Details of convertible securities Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
Number of warrants held As a % total number of warrants of the same class Number of convertible securities held % w.r.t. total number of convertible securities of the same class
1 Ashokkumar Naranbhai Patel                2,050,000                                 5.79           -                         -                 -              -                      5.79
2 Finquest Securities Pvt. Ltd. - Client M AABCB7028F                2,023,084                                 5.71           -                         -                 -              -                      5.71
3 ITI Financial Services Limited AAACI8316C                  912,720                                 2.58           -                         -                 -              -                      2.58
4 Minal B Patel AACPP5126G                  743,170                                 2.10           -                         -                 -              -                      2.10
5 Nirma Chemicals Works Private Ltd.                  779,000                                 2.20           -                         -                 -              -                      2.20
6 Udaypur Properties And Finance Ltd.                  492,000                                 1.39           -                         -                 -              -                      1.39
7 Finquest Financial Solutions Pvt. Ltd. AAACF8117G                  400,803                                 1.13           -                         -                 -              -                      1.13
8 Ruchit Bharat Patel                  359,615                                 1.01           -                         -                 -              -                      1.01
  TOTAL              7,760,392                              21.91           -                         -                 -              -                   21.91
(I) ( C) (ii) Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with PAC) belonging to the category "Public" and holding more than 5 % of the total number of shares of the Company
Sr. No. Name (s) of the shareholder (s) and the Persons Acting in Concert (PAC) with them  Number of shares  Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Details of warrants Details of convertible securities Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital
Number of warrants held As a % total number of warrants of the same class Number of convertible securities held % w.r.t. total number of convertible securities of the same class
1 Ashokkumar Naranbhai Patel                2,050,000                                 5.79 0 0 0 0                    5.79
2 Finquest Securities Pvt. Ltd. - Client M AABCB7028F                2,023,084                                 5.71 0 0 0 0                    5.71
  TOTAL              4,073,084                              11.50                         11.50
(I)(d) Statement showing details of locked-in shares
Sr. No. Name of the shareholder  Number of locked-in shares  Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
       
1 NIL NIL  NIL
       
TOTAL NIL NIL NIL
(II)(a) Statement showing details of Depository Receipts (DRs)
Sr. No. Type of outstanding DR (ADRs, GDRs, SDRs, etc.)  No. of O/s DRs   Number of shares underlying O/s DRs  Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1 Global Depository Receipts (GDRs)              140,120                                         140,120                          0.40
TOTAL               140,120                                        140,120                          0.40
(II)(b) Statement showing Holding of Depository Receipts (DRs), where underlying shares are in excess of 1% of the total number of shares
Sr. No. Name of the DR Holder Type of outstanding DR (ADRs, GDRs, SDRs, etc.) Number of shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above}
1 N.A NIL NIL NIL
TOTAL N.A. NIL NIL NIL